Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners
FNSFPL501 Mapping and Delivery Guide
Comply with financial planning practice ethical and operational guidelines and regulations
Version 1.0
Issue Date: May 2024
Qualification | - |
Unit of Competency | FNSFPL501 - Comply with financial planning practice ethical and operational guidelines and regulations |
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Description | |||
Employability Skills | |||
Learning Outcomes and Application | This unit describes the skills and knowledge required to comply with ethical and operational guidelines in one’s own work.It applies to individuals who use specialised knowledge to carefully review and check detailed information in their own work to ensure quality standards are maintained.Work functions in the occupational areas where this unit may be used are subject to regulatory requirements. Refer to the FNS Implementation Guide Companion Volume or the relevant regulator for specific guidance on requirements. | ||
Duration and Setting | X weeks, nominally xx hours, delivered in a classroom/online/blended learning setting. Assessment must be conducted in a safe environment where evidence gathered demonstrates consistent performance of typical activities experienced in the financial planning field of work and include access to: office equipment, technology, software and consumables. Assessors must satisfy NVR/AQTF assessor requirements. |
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Prerequisites/co-requisites | |||
Competency Field |
Development and validation strategy and guide for assessors and learners | Student Learning Resources | Handouts Activities |
Slides PPT |
Assessment 1 | Assessment 2 | Assessment 3 | Assessment 4 | |
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Elements of Competency | Performance Criteria | |||||||
Element: Identify and comply with legislative and regulatory requirements |
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Element: Apply standards of ethical behaviour |
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Element: Identify and comply with organisational operation guidelines |
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